 Security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...  SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ... - Halaman 417oleh United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 halamanTampilan utuh - Tentang buku ini
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 halaman
...section 6 of the Securities Exchange Act of 1934. (16) "Person" means a natural person or a company. (17) "Security" means any note, stock, treasury stock,...profit-sharing agreement, collateral-trust certificate, preorganizaron certificate or subscription, transferable share, investment contractj voting-trust certificate,... | |
 | United States - 1955 - 54 halaman
...participation in any profitsharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, or in general, any instrument commonly known as a "security"; or any certificate of interest or participation... | |
 | 1988 - 686 halaman
...on other equity risk investments. (2) "Equity security" means any stock, certificate of interest of participation in any profit-sharing agreement, collateral-trust...subscription, transferable share, investment contract, or voting-trust certificate; or, in general, any interest or instrument commonly known as an equity... | |
 | United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 268 halaman
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | United States. General Accounting Office - 1992 - 100 halaman
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | 1993 - 100 halaman
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 halaman
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (36) "Security" means any note, stock, treasury stock,...collateraltrust certificate, preorganization certificate or subsciption, transferable share, investment contract, voting-trust certificate, certificate of deposit... | |
 | United States - 1988 - 552 halaman
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (36) "Security" means any note, stock, treasury stock,...collateral-trust certificate, preorganization certificate or subsciption, transferable share, investment contract, voting-trust certificate, certificate of deposit... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 halaman
...DEFINITIONS SEC. 2. [77b] When used in this title, unless the context otherwise requires — (1) The term "security" means any note, stock, treasury stock,...profit-sharing agreement, collateral-trust certificate, preorgamzation certificate or subscription, transferable share, investment contract, voting-trust certificate,... | |
 | United States - 1987 - 556 halaman
...participation in any profit-sharing agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or... | |
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