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" ... any profit realized by him from any purchase and sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in... "
Legal Fees: Hearings Before the Subcommittee on Representation of Citizen ... - Halaman 1363
oleh United States. Congress. Senate. Committee on the Judiciary, United States. Congress. Senate. Judiciary Committee - 1974
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 776 halaman
...registered holding company or any subsidiary company thereof within any period of less than six months, unless such security was acquired in good faith in...contracted, shall inure to and be recoverable by the holding company or subsidiary company in respect of the security of which such profit was realized,...
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Reports of the Tax Court of the United States, Volume 117

United States. Tax Court - 2001 - 380 halaman
...security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in...the security sold for a period exceeding six months. * * * [15 USC sec. 78p(b).] The purpose of the section is to eliminate trading on insider information...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 2001 - 860 halaman
...than six months, unless such security or security-based swap agreement was acquired in good faith hi connection with a debt previously contracted, shall...entering into such transaction of holding the security or security-based swap agreement purchased or of not repurchasing the security or security-based swap...
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Official Gazette, Volume 97,Masalah 1

Philippines - 2001 - 286 halaman
...and purchase, of any equity security of such issuer within any period of less than six (6) months, unless such security was acquired in good faith in...recoverable by the issuer, irrespective of any intention of holding the security purchased or of not repurchasing the security sold for a period exceeding six...
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A Practical Guide to Section 16: Reporting and Compliance

Stanton P. Eigenbrodt - 2003 - 761 halaman
...security within any period of less than six months, unless such security or security-based swap agreement was acquired in good faith in connection with a debt...entering into such transaction of holding the security or security-based swap agreement purchased or of not repurchasing the security or security-based swap...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 2003 - 962 halaman
...good faith 1 So in law. Probably should be "section 206B". 213 SECURITIES EXCHANGE ACT OF 1934 Sec. 16 in connection with a debt previously contracted, shall...entering into such transaction of holding the security or security-based swap agreement purchased or of not repurchasing the security or security-based swap...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 2003 - 946 halaman
...paragraph (1) from any purchase, sale, or other acquisition or transfer in violation of this subsection shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such director or executive officer in entering into the transaction. (B) ACTIONS TO RECOVER PROFITS. —...
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Accounting Reform and Investor Protection: Hearings Before the ..., Volume 3

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2003 - 506 halaman
...subsection (a) from any purchase, sale, or other acquisition or transfer in violation of this section shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such director or executive officer in entering into the transaction. (2) ACTIONS TO RECOVER PROFITS. —...
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Schritte gegen Bilanzbetrug in den USA - Das Sarbanes-Oxley Gesetz

Markus Nassen - 2007 - 141 halaman
...paragraph (1) from any purchase, sale, or other acquisition or transfer in violation of this subsection shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such director or executive officer in entering into the transaction. (B) ACTIONS TO RECOVER PROFITS. —...
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Taking Back the Boardroom

Philip Phan, Phillip Hin Choi Phan - 2007 - 360 halaman
...from any purchase, sale, or other acquisition or transfer in violation of this subsection shall insure to and be recoverable by the issuer, irrespective of any intention on the part of such director or executive officer in entering into the transaction. (B) Actions to recover profits —...
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