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" Act of 1934, subject to such rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or orders as the Commission may... "
Muscle Shoals: Hearings Before the Committee on Military Affairs, House of ... - Halaman 275
oleh United States. Congress. House. Committee on Military Affairs - 1928 - 535 halaman
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Annual Report

Central Bank of the Philippines - 1960
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1993
...member of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 733 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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ERISA: Related Statutes

Stuart M. Lewis, Michael G. Kushner - 1995 - 870 halaman
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Investment Adviser Regulation: A Step-by-step Guide to Compliance and the Law

Clifford E. Kirsch - 1996
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 720 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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South Western Reporter: Second series, Volume 562

1978
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Advising High-technology Companies

Austin T. Fragomen - 2004 - 1465 halaman
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Mutual Fund Regulation

Clifford E. Kirsch - 2005 - 1710 halaman
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Reports: Opinions, Decisions and Orders, Volume 41

United States. Federal Power Commission - 1976
...efficient operation of said works In the development and transmission of power, shall make all necessary renewals and replacements, shall establish and maintain...and regulations as the Commission may from time to time prescribed for the protection of life, health, and property. Each licensee hereunder shall be...
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