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" Act of 1934, subject to such rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or orders as the Commission may... "
Muscle Shoals: Hearings Before the Committee on Military Affairs, House of ... - Halaman 275
oleh United States. Congress. House. Committee on Military Affairs - 1928 - 535 halaman
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors: or (3) such registered company, but only in accordance with such rules and regulations or...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959
...of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to Ľnch rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 426 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may from time to time pre~ scribe for the protection of investors; or (3) such registered company, but only in accordance...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 halaman
...member of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 117 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 117 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Act Amendments of 1967: Bank and Insurance Company ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 169 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934. subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Act Amendments of 1967: Hearings, Ninetieth Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Act Amendments of 1967, Bank and Insurance Company ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 167 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 127 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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