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" Act of 1934, subject to such rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or orders as the Commission may... "
Muscle Shoals: Hearings Before the Committee on Military Affairs, House of ... - Halaman 275
oleh United States. Congress. House. Committee on Military Affairs - 1928 - 535 halaman
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Providing for Control and Regulation of Bank Holding Companies: Hearings ...

United States. Congress. Senate. Committee on Banking and Currency - 1947 - 218 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1985 - 792 halaman
...and for other beneficial public use' * (2) Section 10(c). That the licensee shall ‘‘‘somaintain and operate said works as not to impair navigation,...shall conform to such rules and regulations as the Comrn mission may from time to time prescribe for the protection of life, health, and property.' ‘...
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Bank Holding Legislation, --: Hearings Before ..., 83:1- on S. 76 and S.1118 ...

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volume 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors: or (3) such registered company, but only in accordance with such rules and regulations or...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 halaman
...of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to »nch rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may from time to time pre~ scribe for the protection of investors; or (3) such registered company, but only in accordance...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 166 halaman
...member of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 136 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volume 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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