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" Act of 1934, subject to such rules and regulations as the Commission may from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or orders as the Commission may... "
Muscle Shoals: Hearings Before the Committee on Military Affairs, House of ... - Halaman 275
oleh United States. Congress. House. Committee on Military Affairs - 1928 - 535 halaman
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Annual Report

Central Bank of the Philippines - 1960 - 410 halaman
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 halaman
...member of a national securities exchange as denned in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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ERISA: Related Statutes

Stuart M. Lewis, Michael G. Kushner - 1995 - 836 halaman
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Investment Adviser Regulation: A Step-by-step Guide to Compliance and the Law

Clifford E. Kirsch - 1996
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 776 halaman
...member of a national securities exchange as defined in the Securities Exchange Act of 1934, subject to such rules and regulations as the Commission may...from time to time prescribe for the protection of investors; or (3) such registered company, but only in accordance with such rules and regulations or...
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The Southwestern Reporter, Volume 562

1978 - 1130 halaman
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Advising High-technology Companies

Austin T. Fragomen - 2004 - 1465 halaman
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Mutual Fund Regulation

Clifford E. Kirsch - 2005 - 1710 halaman
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Reports: Opinions, Decisions, and Orders, Volume 41

United States. Federal Power Commission - 1976 - 980 halaman
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