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" ... appointed alternately as nearly as may be practicable. No commissioner shall engage in any other business, vocation, or employment than that of serving as commissioner, nor shall any commissioner participate, directly or indirectly, in any stock-market... "
Nomination of Hamer H. Budge: Hearing Before the Committee on Banking and ... - Halaman 1
oleh United States. Congress. Senate. Committee on Banking and Currency - 1964 - 15 halaman
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 halaman
..."Commission") to be composed of five commissioners to be appointed by the President by and with the advice and consent of the Senate. Not more than three...Each commissioner shall receive a salary at the rate of $10,000 a year and shall hold office for a term of five years, except that (1) any commissioner...
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United States Code, Volume 2

United States - 1953 - 1692 halaman
..."Commission") to be composed of five commissioners to be appointed by the President by and with the at the chapter. Each commissioner shall receive basic compensation at the rate of $15,000 per annum and shall...
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United States Code

United States - 1975 - 1680 halaman
...during his term of office, nor shall he participate, directly or indirectly, in any contract market operations or transactions of a character subject to regulation by the Commission. (к) Liaison with Department of Agriculture. The Commission shall, in cooperation with the Secretary...
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United States Code, Volume 2

United States - 1983 - 1152 halaman
...during his term of office, nor shall he participate, directly or indirectly, in any contract market operations or transactions of a character subject to regulation by the Commission. (g) Liaison with Department of Agriculture; communications with Department of Treasury, Federal Reserve...
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1946 Extension of Reconstruction Finance Corpration, Hearings Before ..., 79 ...

United States. Congress. Senate. Committee on Banking and Currency - 1946 - 76 halaman
...respect to members of the Securities and Exchange Commission that — "No commissioner slrall engage in any other business, vocation, or employment than...subject to regulation by the Commission pursuant to this Chapter (US Code, 1940 ed., title 15, sec. 78d)." The Federal Communications Act of 1934 provides with...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1944 - 296 halaman
...indirectly, in any stock-market operations or transactions of a character subject to regulation bv the Commission pursuant to this title. Each commissioner shall receive a salary at the rate of $10,000 a year and shall hold office for a term of five years, except that (1) any commissioner...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 halaman
...also to the following prohibition In section 4 (a) of the Securities Exchange Act of 1934: "• * * No commissioner shall engage In any other business,...regulation by the Commission pursuant to this title • • •". Detailed provisions regarding outside or private employment and transactions in securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1960 - 294 halaman
...Securities Exchange Act of 1934: "* * * No commissioner shall engage in any other business, ^ ocatlon, or employment than that of serving as commissioner,...regulation by the Commission pursuant to this title • * *" Detailed provisions regarding outside or private employment and transactions in securities...
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The Code of Federal Regulations of the United States of America

2002 - 748 halaman
...as Commissioner, nor shall any Commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject...regulation by the Commission pursuant to this title * * *." This does not preclude Commissioners from engaging in securities transactions. See Opinion...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1985 - 1240 halaman
...as Commissioner, nor shall any Commissioner participate, directly or indirectly, in any stock market operations or transactions of a character subject...regulation by the Commission pursuant to this title * * *." This does not preclude Commissioners from engaging in securities transactions. See Opinion...
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