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accordance action adopt agency agent Agriculture amended appeal application appropriate approval associated person authorized bill board of trade broker bylaw cause commerce Commis Committee Commodity Exchange Act commodity for future commodity pool operator commodity trading advisor conduct Conference contract market contracts of sale court designated determines effective employee enactment enforce engaged enter execution expired Federal filing finds floor broker foreign functions future delivery futures commission merchant governing hearing House interest introducing broker involving issued jurisdiction limits manner mean mission necessary notice officer opportunity option otherwise paragraph participant party period person positions prescribe prior procedure proceeding Provided purchase pursuant reasonable record registered futures association registration regulation require respect result revoked rules securities Securities and Exchange Senate sion specified standards submit suspended thereof tion transactions United unless violation
Halaman 164 - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.
Halaman 87 - General, or any of his assistants or employees, when duly authorized by him, shall, for the purpose of securing such information, have access to and the right to examine any books, documents, papers, or records of any such department or establishment.
Halaman 162 - ... shall, in addition to other penalties provided by law, be guilty of a misdemeanor and, upon conviction thereof, be fined not more than $10,000, or imprisoned for not more than one year, or both, together with the costs of prosecution.
Halaman 130 - futures commission merchant" shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and...
Halaman 33 - Senate to the bill (HR 4961) to make miscellaneous changes in the tax laws, and for other purposes, submit the following joint statement to the House and the Senate in explanation of the effect...
Halaman 183 - So much of the personnel, property, records, and unexpended balances of appropriations, allocations, and other funds employed, used, held, available, or to be made available in connection with the functions transferred to the...
Halaman 145 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.
Halaman 145 - Commission or any officer designated by it is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records which the Commission deems relevant or material to the inquiry.