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" The Commission, by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision... "
Mutual Fund Legislation of 1967: Hearings, Ninetieth Congress, First Session ... - Halaman 1311
oleh United States. Congress. Senate. Committee on Banking and Currency - 1967 - 1207 halaman
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 halaman
...is a catch-all provision authorizing the Commission to grant exemptions from the Act. It provides : The Commission, by rules and regulations upon Its own motion, or by ordvr u;xHi application, may conditionally or unconditionally exempt any person, security, or transaction,...
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Decisions and Reports, Volume 15

United States. Securities and Exchange Commission - 1949 - 1134 halaman
...no jxemption under that section is available. EXEMPTION UNDER SECTION 6 (c) Section 6 (c) provides: The Commission, by rules and regulations upon its...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...
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Decisions and Reports, Volume 14

United States. Securities and Exchange Commission - 1947 - 1062 halaman
...companies. U Section 6 (b) quoted in footnote 1, supra, contrasts with Section 6 (e) reading as follows: The Commission, by rules and regulations upon Its...transactions, from any provision or provisions of this title or of any rule or regulation thereunder. If and to the extent that such exemption Is necessary...
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - 1953 - 824 halaman
...educational institutions and research or educational foundations. 1 Section 6 (c) of the Act provides : The Commission, by rules and regulations upon Its...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...
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Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - 1955 - 1022 halaman
...real estate brokers from the prohibition of Section 17(e)(l). • Section 6 (c) provides: "(c) That Commission, by rules and regulations upon its own...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...
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Decisions and Reports, Volume 18

United States. Securities and Exchange Commission - 1950 - 948 halaman
...exemption from Rule N-30D-1 (a) 2 promulgated pur1 Section 6 (c) provides : The Commission, by rales and regulations upon Its own motion, or by order upon...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, If and to the extent that such exemption Is necessary...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 halaman
...important with respect to Hamilton Funds, Inc., since such » Section 6 (c) of the Act reads at follows : "The Commission, by rules and regulations upon Its...classes of persons, securities, or transactions, from an; prorlslon or provisions of this title or of any rule or regulation thereunder if and to the extent...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 halaman
...such registered company, any security or other property . . . ; * Section 8 (c) reads as follows : The Commission, by rules and regulations upon its...or any class or classes of persons, securities, or transaction!, from any provision or provisions of this title or of any rule or regulation thereunder,...
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Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - 1962 - 1022 halaman
...based principally upon Section 6(c) of the Act, which provides in relevant part : The Commission ... by order upon application, may conditionally or unconditionally...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 halaman
...stockholders appeared and were 1 Section 6 (e) of the Act provides in pertinent part: "The Commission ... by order upon application, may conditionally or unconditionally...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...
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