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" material", when used to qualify a requirement for furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Halaman 410
1977
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 halaman
...majority-owned subsidiaries. Material. The term "material," when used to qualify a requirement for the furnishing of information as to any subject, limits...before buying or selling the security registered. Parent. A "parent" of a specified person is an affiliate controlling such person directly, or indirectly...
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The Code of Federal Regulations of the United States of America

1970 - 540 halaman
...loans (1) are made on substantially the same terms, including interest rates and collateral, as those 1 "The term 'material', when used to qualify a requirement...before buying or selling the security registered." (§ 206.2 (n).) 2 "The term 'associate', when used to Indicate a relationship with any person, means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1462 halaman
...effect require a description of any material1 interest of any insider or any of his "associates" 2 "'The term 'material', when used to qualify a requirement...before buying or selling the security registered." (§ 206.2(n).) '"The term 'associate', when used to indicate a relationship with any person, means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 halaman
...time for comparable transactions with other than insiders, (2) at no time aggregate more than 10 i"The term 'material', when used to qualify a requirement...before buying or selling the security registered." (§ 206.2 (n).) 3 "The term 'associate', when used to indicate a relationship with any person, means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1974 - 786 halaman
...material1 interest of any insider or any of his "associates" ' 1 "The term "material', when used to quality a requirement for furnishing of Information as to...before buying or selling the security registered." (§ 11.2(n).) '"The term 'associate', when used to Indicate a relationship with any person, means (1)...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 654 halaman
...by the subsidiary's parent and/or one or more of the parent's other majorityowned subsidiaries. (x) The term material, when used to qualify a requirement...prudent investor ought reasonably to be informed. (y) The term officer or principal officer or executive officer means Chairman of the Board of Directors,...
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The Code of Federal Regulations of the United States of America

1968 - 768 halaman
...majority-owned subsidiaries. (j) Material. The term "material", when used to qualify a requirement for the furnishing of information as to any subject, limits...before buying or selling the security registered. (k) Parent. A "parent" of a specified person is an affiliate controlling such person directly, or indirectly...
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The Code of Federal Regulations of the United States of America

1980 - 680 halaman
...majority-owned subsidiaries. (1) Material. The term "material", when used to qualify a requirement for the furnishing of information as to any subject, limits...prudent investor ought reasonably to be informed before purchasing the security registered. (m) Officer. The term "officer" means a president, vice president,...
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Study of Securities and Exchange Commission: Hearings Before a ..., Bagian 1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 halaman
...another single interest. Material.—The term "material," when used to qualify a requirement for the furnishing of information as to any subject, limits...prudent investor ought reasonably to be informed before purchasing the security registered. Majority-owied subsidiary.—The term "majority-owned subsidiary"...
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Conflict of Interest Problems in SBIC's: Hearing Before a Subcommittee of ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 152 halaman
...majority-owned subsidiaries. Material. — The term "material," when used to qualify a requirement for the furnishing of information as to any subject, limits...before buying or selling the security registered. Parent. — A "parent" of a specified person is an affiliate controlling such person directly, or indirectly...
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