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" Security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ... - Halaman 417
oleh United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 halaman
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 halaman
...terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock,...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 halaman
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, or in general, any Instrument commonly known as a " security " : or any certificate of interest or...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 halaman
...check, draft, warrant, traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 halaman
...participation in any profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security "...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 halaman
...in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, p reorganization certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general, any instrument commonly known as a " security...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 halaman
...in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganizatlon certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any Instrument commonly known as a " security "...
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Laws of the State of New York, Volume 1

New York (State) - 1936 - 1416 halaman
...warrant, traveler's check, letter of credit, money order, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate, certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership...
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United States Statutes at Large, Volume 76,Bagian 1

United States - 1962 - 810 halaman
...legal adoption,; "minor" means a person who has not attained the age of 21 years. "security" includes any note, stock, treasury stock, bond, debenture,...indebtedness, certificate of interest or participation in an oil. gas or mining title or lease or in payments out of production under such a title or lease,...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 halaman
...securities within the meaning of Section 2 (1) of the Securities Act Section 2 (1) provides: The term "security" means any note, stock, treasury stock,...subscription, transferable share, investment contract, voting trust certificate, certificate of deposit for a security, fractional undivided Interest in oil,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 halaman
...Paragraph (1) of section 2 of the Securities Act of 1933 is amended to read as follows : "(1) The term 'security' means any note, stock, treasury stock,...in any profit-sharing agreement, collateral-trust certincatej preorganization certificate or subscription, transferable share, investment contract, voting-trust...
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