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" ... securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Halaman 192
1983
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Federal Reserve Bulletin

1965 - 982 halaman
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 halaman
...ubstantial beneficial interest or as to which erson serves as trustee or in a similar fiducipacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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The Code of Federal Regulations of the United States of America

1982 - 884 halaman
...prescribed under this part and covering the same subject matter as any provision of this part shall have the same force and effect as if it were a provision of...applicant's meeting at which conversion will be voted upon. Title 12 — Banks and Banking (6) Board. The term "Board" refers to the Federal Home Loan Bank Board....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 halaman
...the purposes of §563b.3(c)(8), it does not include any tax-qualified employee stock benefit plan, and (iii) Any relative or spouse of such person, or...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1989 - 700 halaman
...purposes of § 563b.3(c)(8) does not include any taxqualified employee stock benefit plan, and (ill) any relative or spouse of such person, or any relative...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter...
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The Code of Federal Regulations of the United States of America

1989 - 820 halaman
...purposes of S 563b.3(c)(8) does not include any taxqualified employee stock benefit plan, and (ill) any relative or spouse of such person, or any relative...the applicant or any of its parents or subsidiaries. (6) Association members. The term "association members" refers to persons who, pursuant to the charter...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 560 halaman
...substantial benefical interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Business development company. The term "business...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 halaman
...or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spome of such person. or any relative of such spouse, who...such person or who is a director or officer of the registrant or any of its parents er subsidiaries. c¿ Certified. The term “certified” when used...
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Code of Virginia, 1950: Annotated, Volume 3-985

Virginia - 1985 - 744 halaman
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The Code of Federal Regulations of the United States of America

1967 - 740 halaman
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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