 The bill would generally exempt any interest in a collective investment fund maintained by a bank from the provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 if such fund is maintained...  Investment Company Act Amendments of 1967: Bank and Insurance Company ... - Halaman 96oleh United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 169 halamanTampilan utuh - Tentang buku ini
 | United States. Congress. House. Committee on Appropriations - 1937 - 1180 halaman
...accounts, and reports of individuals and firms under investigation in connection with suspected violations of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. During the fiscal year 1936 the Commission expended... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1490 halaman
...registrants, brokers, dealers, and the general public with respect to interpretations and requirements of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935, and rules and regulations promulgated pursuant thereto;... | |
 | 1939 - 1522 halaman
...Act of 1934. [Note] PART 210— FORM AND CONTENT OF FINANCIAL STATEMENTS, SECURITIES ACT OF 1933 AND ubsection * the earlier. • * • APPLICATION OF THIS PART Bee. 210.1-01 Application of this part. [Amended] § 210.1-01 Application... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 halaman
...correlate and integrate into as simple, definite, and concise form as possible the various provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and this legislation, so that as a result of such consolidation and simplification many of the barriers... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 halaman
...correlate and integrate into as simple, definite, and concise form as possible the various provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and this legislation, so that as a result of such consolidation and simplification many of the barriers... | |
 | 1987 - 530 halaman
...responsibility to the Commission for the administration of the disclosure requirements and other provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939, as listed below: (a) All matters under the Securities Act of 1933... | |
 | 1999 - 704 halaman
...responsibility to the Commission for the administration of the disclosure requirements and other provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939, as listed below: (a) All matters under the Securities Act of 1933... | |
 | 1986 - 978 halaman
...responsibility to the Commission for the administration of the disclosure requirements and other provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939, as listed below: (a) All matters under the Securities Act of 1933... | |
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