Investment Company Act Amendments of 1967. Part 2: Hearings Before the Subcommittee on Commerce and Finance, Ninetieth Congress, First Session, on H.R. 9510, H.R. 9511 ...U.S. Government Printing Office, 1968 - 422 halaman |
Istilah dan frasa umum
advisory fees amended American Stock Exchange amount assets Association average banks bill broker broker-dealer brokerage Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate cost courts dividends dollar Dreyfus Fund economy effect Exchange Commission fact firms front-end load fund managers fund shareholders GARDINER growth income insurance companies investment adviser Investment Bankers Investment Company Act Investment Company Institute investors KEITH KOSTMAYER legislation load funds LOEFFLER management company management fees Massachusetts Investors Trust million Moss mutual fund industry mutual fund shares NASD no-load funds organizations pany payments percent person plan sponsors portfolio principal underwriter problem profits proposal purchase question reasonable recommendations registered investment company regulation representatives sales load salesmen Section 22(d Securities and Exchange securities business securities markets selling statement statute STUCKEY substantial tion transactions unaffiliated directors WATKINS York Stock Exchange