 No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...  Decisions and Reports - Halaman 305oleh United States. Securities and Exchange Commission - 1960Tampilan utuh - Tentang buku ini
 | United States. Securities and Exchange Commission - 1956 - 926 halaman
...provides: "No broker or dealer shall make use of the malls or of any means or instrumentality of interstate commerce to effect any transaction In, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 halaman
...nor any other person, shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances or commercial bills, or unregistered securities the market in... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 halaman
...market in which is predominantly intrastate and which have not previously been registered or listed) otherwise than on a national securities exchange unless...dealer is registered in accordance with subsection (h) hereof. "(b) A broker or dealer may be registered for the purposes of this section by filing with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 halaman
...dealer, or any other person, shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than comemrcial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1180 halaman
...make use of the mails or of any means or instrumentality of interstate commerce to effect transactions in or to induce the purchase or sale of any security (other than exempted securities) otherwise than on a national securities exchange, unless such broker or dealer... | |
 | United States. Securities and Exchange Commission - 1956 - 716 halaman
...exclusively intrastate) shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction In, or to Induce...the purchase or Sale of, any security (other than an exempt security or commercial paper, bankers' acceptances, or commercial bills) otherwise than on a... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 halaman
...provides: 'No broker or dealer shall make use of the malls or of any means or Instrumentality of Interstate commerce to effect any transaction in, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 halaman
..."(c) No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Securities and Exchange Commission - 1953 - 824 halaman
...provides: No broker or dealer shall make use of the malls or of any means or Instrumentality of Interstate commerce to effect any transaction In, or to Induce...the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 halaman
...provides: "No broker or dealer shall make use of the mails or of any means or Instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other man commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities... | |
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