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" ... such investment adviser is the only investment adviser to such investment company, and such Investment adviser does not receive a management fee exceeding 1 per centum per annum of the value of such company's net assets averaged over the year or taken... "
Investment Company Amendments of 1967: S. 1659: Analysis of S. 1659 ... - Halaman 72
oleh United States. Congress. Senate. Committee on Banking and Currency - 1967 - 117 halaman
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 halaman
...of such company's net assets averaged over the year or taken as of a definite date within the year; (7) all executive salaries and executive expenses...which has equal voting rights with every other share. (e) If by reason of the death, disqualification, or bona fide resignation of any director or directors,...
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United States Code, Volume 2

United States - 1953 - 1692 halaman
...company's net assets averaged over the year or taken as of a definite date or dates within the year; (7) all executive salaries and executive expenses...which has equal voting rights with every other share. (e) If by reason of the death, disqualification, or bona fide resignation of any director or directors,...
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Providing for Control and Regulation of Bank Holding Companies: Hearings ...

United States. Congress. Senate. Committee on Banking and Currency - 1947 - 218 halaman
...amount allowed as a credit under section 26 (d)." (g) (1) Paragraph 4 of subsection (c) of section 3 of the Investment Company Act of 1940 is amended to read as follows: "(4) Any bank holding company which is registered with the Board of Governors of the Federal Reserve...
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Bank Holding Bill, Hearing Before a Subcommittee of ..., 81-on S. 2318 ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 392 halaman
...would be in the hands of such bank holding company." (g) (1) Paragraph 4 of subsection (c) of section 3 of the Investment Company Act of 1940 is amended to read as follows : "(4) Any bank holding company which is registered with the Board of Governors of the Federal Reserve...
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Bank Holding Legislation, --: Hearings Before ..., 83:1- on S. 76 and S.1118 ...

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 halaman
...company's net assets averaged over the year or taken as of a definite date or dates within the year; (7) all executive salaries and executive expenses...which has equal voting rights with every other share. (e) If by reason of the death, disqualification, or bona fide resignation of any director or directors,...
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Bank Holding Legislation: Hearings Before the Committee on ..., Bagian 1-3

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 halaman
...would be in the hands of such bank holding company." (h) (1) Paragraph 4 of subsection (c) of section 3 of the Investment Company Act of 1940 is amended to read as follows : "(4) Any l>ank holding company which is registered with the Board of Governors of the Federal Reserve...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 halaman
...or issuing." TITLE IV— AMENDMENTS TO INVESTMENT COMPANY ACT OF 1940 SEC. 401. Section 2 (a) (30) of the Investment Company Act of 1940 is amended to read as follows : "(30) 'Prospectus,' as used in section '2-, means a written prospectus intended to meet the requirements...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 halaman
...Representative* of the United States of America in Congress assembled. That subsection (d) of section 6 of the Investment Company Act of 1940 is amended to read as follows : "'(d) Any closed-end investment company shall be exempt from the provisions of this title, if—...
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Control of Bank Holding Companies: Hearings Before a Subcommittee of ..., 84 ...

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 684 halaman
...after the date of the enactment of this Act. Eh] (g) (1) Paragraph 4 of subsection (c) of section 3 of the Investment Company Act of 1940 is amended to read as follows : "(4) Any bank holding company which is registered with the Board of Governors of the Federal Reserve...
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Control and Regulation of Bank Holding Companies: Hearings Before ... , 84-1 ...

United States Congress. House. Banking and Currency Committee - 1955 - 686 halaman
...exchanges pursuant to Bank Holding Company Act of 1955." (h) (1) Paragraph 4 of subsection (c) of section 3 of the Investment Company Act of 1940 is amended to read as follows : "(4) Any bank holding company which is registered with the Board of Governors of the Federal Reserve...
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