 | United States. Securities and Exchange Commission - 1945 - 1290 halaman
...difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected... | |
 | United States. Congress. House. Appropriations - 1941 - 1532 halaman
...1938: (a) Departmental... (ft)FieldL.. Total project No. 4 . 5. Administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940: (a) Departmental . . . (6) Field Total project No. 6 6. Executive and administrative activities applicable... | |
 | United States. Congress - 1941 - 874 halaman
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 468 halaman
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 3... | |
 | United States. Congress. House. Appropriations - 1941 - 1222 halaman
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts... | |
 | United States. Congress. House. Committee on Public Buildings and Grounds - 1942 - 756 halaman
...Public Utility Act of 1935), the Over-the-Counter Act of 1938, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940; and it has substantial duties in connection with chapter X of the National Bankruptcy Act. Its activities... | |
 | United States. Congress. House. Committee on Appropriations - 1942 - 1606 halaman
...that during the past year Congress has given us two new pieces of legislation to administer — the Investment Company Act of 1940, and the Investment Advisers Act of 1940. both signed by the President on August 22 of this year. These will add a considerable new burden to... | |
 | United States. Congress. House. Committee on Appropriations - 1943 - 1322 halaman
...Commission by ch. X, Bank1, 179, 150 570,250 1 179 150 606,250 Administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 .... 144,600 154,600 4, 750, 000 4 850,000 filed with us 16 or 17 applications for partial compliance... | |
| |
Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... 
