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COPYRIGHT 1910
BY THE BOBBS-MERRILL COMPANY
COPYRIGHT 1927
359820
TABLE OF CONTENTS.
VOLUME TWELVE.
ARTICLE TWENTY.
SALES OF STOCK, OPTIONS, PLEDGES, LOANS, DEPOSITS AND
LISTING OF STOCK.
FORM
PAGE
3008.
Circular of Brokers for Sale of Stock_
1
3009.
Letter to Stockholders of the American Telephone and Tele-
graph Company
3
3010. Sale of Capital Stock
9
3011. Sale of Stock-Offer
10
3012. Sale of Stock-Offer to Buy and Conditions.
11
3013. Sale of Stock-Purchase on Conditions
12
3014. Sale of Stock-Purchase on Condition-Another Form
3015. Sale of Corporate Stock-Offer to Buy and Security___
3016. Sale of Stock-Offer to Purchase-Acceptance_.
14
3017.
Sale of Stock at Book Value.
15
3018. Sale of Stock-Offer to Employees of United States Steel Cor-
poration
17
3019.
Sale of Treasury Stock
3020. Sale of Stock-Letter Confirming Agreement of Purchase_
3021. Sale of Stock-Payments Dependent Upon Dividends.
27
3022.
Sale of Stock-Escrow Agreement
3023. Agreement to Purchase One-Fourth of the Stock of an Exist-
ing or Proposed Corporation and Become Its Manager__.
Brokers Contract with Customer_
33
34
35
36
3028. Sale of Stock on Commission
37
3029. Sale of Stock with Agreement to Repurchase_.
3030. Sale of Stock with Agreement to Repurchase-Another Form
3031. Sale of Stock with Agreement to Repurchase-Another Form 37
3032. Sale of Stock with Agreement to Repurchase-Another Form 37
3033. Sale of Stock with Agreement to Repurchase-Another Form__ 38
3034. Sale of Stock with Agreement for Repurchase After Death of
Vendee
3035. Sale of Stock-With Right to Rescind
3036.
Sale of Stock with Agreement Guaranteeing Dividends and to
Repurchase
41
3037. Demand to Perform Agreement to Pay Dividends and Purchase
Stock
42
3038. Agreement Between Common Stockholders to Appraise and Pur-
chase Stock of Undesirable Holder.
3039. Sale of Stock in Oil Company for Cash and Development
3040. Sale of Stock and Cancelation of Mutual Demands.
3041. Agreement Exchanging Entire Corporate Assets for Stock ---
3042. Proposition of Stockholders to Sell Stock to Purchasers of Cor-
porate Bonds
3043. Agreement to Sell Plant and Stock of Public Utility_.
3044. Letter of Acceptance__.
3045. Agreement Creating Purchaser of Stock Sole Sales Agent__
3046. Restrictions on Sale of Stock
3047. Payment for Work on Government Contract in Capital Stock___
3048. Pooling Agreement to Acquire Stock.
50
53
54
56
58
3049.
Stockholders' Agreement to Pay Corporate Debts in Considera-
tion of Corporate Stock.
61
3050.
3051.
Offer of Stock to Directors to Exchange Certificates for Shares
Issuance of Stock for Property
62
Appraisal of Value of Stock-..
3056. Option on Stock Control_
3052. Issuance of Stock for Property-Taking Over Business_
3053. Issuance of Stock for Property-Appraisal of Land Values.
3054.
3055. Option Agreement to Purchase Stock
3057. Pledge of Stock to Secure Promissory Note_
64
66
67
3058.
Acknowledgment that Stock is Held as a Pledge_
3059. Agreement for Assignment of Stock of New Company as Se-
curity and in Trust.
3066. Deposit of Stock for Sale with Incidental Voting Power_
3067. Certificate of Deposit for Reissue_
3068. Deposit Agreement for Protection of Preferred Stockholders__
3069. Certificate of Deposit of Capital Stock of The Pullman Company
3070. Agreement to Submit Question of Disputed Ownership to Arbi-
tration
89
80
81
82
83
85
91
3071. Option and Escrow Agreement to Sell Stock to Syndicate_
3072. Common Stock Trust Agreement-Deposit-Certificate.
3073. Listing on New York Stock Exchange-Resolution___
3074. Listing on New York Stock Exchange-Committee on Stock List 103
3075. Requirements for Original Listing on New York Stock Ex-
change
93
95
103
104
3076. Listing on New York Stock Exchange-Questionnaire.
3077. Application for Listing Stock-San Francisco Stock Exchange 122
120
ARTICLE TWENTY-ONE.
ASSIGNMENT AND TRANSFER OF STOCK.
3087. Assignment and Transfer.
3088. Assignment and Transfer-Another Form___
3089. Assignment and Transfer-Another Form__.
3090. Assignment and Transfer-Another Form__.
3091. Assignment of Stock in Hands of Trustees.
125
126
127
3092. Power of Attorney to Transfer-United States Steel Corporation 127
3093. Power of Attorney to Transfer-Pullman Company_
128
3094.
Restrictions on Transfer in Stock Certificate.
129
3095. Assignment of Certificate of Deposit, Doing Away with Power
3099. Demand for Transfer of Stock_____
3100. Agreement Transferring Stock and Bonds to Holding Company 131
131
ARTICLE TWENTY-TWO.
DIVIDENDS.
3110. Declaring Dividends-Common Stock....
136
3111. Declaring Dividends-Common Stock-Another Form_.
3112. Declaring Dividends-Common Stock-Another Form__
3113. Declaring Dividends-Preferred Stock
137
3114. Declaring Dividends-Preferred Stock-Another Form_.
3115. Declaring Dividends-Preferred and Common Stock.
3116. Declaring Dividends-Preferred and Common Stock-Another
Form
138
3117. Declaring Dividends-Stock Dividends.
3118. Declaring Dividends-Stock Dividends-Another Form_.
3119. Declaring Dividends-Stock Dividends-Another Form.
3120.
Declaring Dividend Out of Surplus Arising from Increase of
Value
143
3126. Declaring Dividends-Residue of Profits to Working Capital___ 144
3127. Declaring Dividends-Certificates Indorsed.
144
3128. Declaring Dividends Payable in Instalments.
145
3129.
Distribution of Stock Received in Sale of Assets as Dividend___ 146
3130. Guaranty of Dividends_
3138. Notice of Dividend with Check-Another Form__.
151
3139. Notice of Dividend-Request for Mailing Orders_
3140. Certificates of Deposit-Direction to Remit Dividend by Mail—
The Pullman Company-
3141. Permanent Order to Pay Dividends___.
152
3142. Directors' Resolution Refusing to Sue Directors for Declaring
Dividends
153
3143. Stockholders' Resolutions Ratifying Above Resolutions_
3144. Option to Purchase Stock in Consideration of Payment of Divi-
dends
154
ARTICLE TWENTY-THREE.
UNDERWRITING AND SYNDICATE AGREEMENTS.
3155. Underwriter's Authority to Obtain Public Subscription____
3156. Underwriters' Agreement-Borrowing Money to Carry Out
156
Undertaking
3157. Underwriters' Agreement With Promoter and Manager of Syn-
dicate
157
3158. Underwriters' Agreement With Corporation and Trust Company 159
3159. Underwriters' Agreement-Guaranteeing Promissory Notes 163
3160. Underwriting Agreement-Bonds
3161. Subscription Agreement of Underwriters' Syndicate of Cor-
porate Bonds With Stock Bonus
165
168
3162. Syndicate Agreement Concerning Underwriting Corporate Bonds 171
3163. Supplemental Underwriting Agreement Extending Time of Per-
formance
172
3164. Individual Underwriting Certificate-Bonds-
3165. Underwriters' Agreement-Stock
174
175
3166. Underwriters' Agreement-Stock-Another Form.
3167. Underwriters' Agreement-Stock-Another Form
178
3168. Agreement to Underwrite Preferred Stock of Real Estate In-
vestment Company
181
3169. Agreement With Trustee Supplemental to Underwriters' Agree-
ment With Real Estate Corporation (The Proceedings Form) 193
3170. Underwriting Agreement by Civic Association. 204
3171. Agreement to Sell Stock to Underwriters Syndicate and for Em-
ployment
204
3172. Syndicate Agreement With Conditions.
206
3173. Syndicate Agreement-Reorganization of Missouri, Kansas &
Texas Railway Co.---.
209
3174. Agreement Authorizing Syndicate to Operate Corporate Business 219
3175. Syndicate Agreement to Hold and Handle Real Estate (Mich-