| United States. Congress - 1932 - 742 halaman
...passed upon the merits of, or given approval to, such security." That section also declares it to be unlawful to make or cause to be made to any prospective purchaser of a security any representation contrary to the provisions of that section. COOPERATION WITH NATIONAL... | |
| United States - 1938 - 48 halaman
...statement or report is true and accurate on its face or that it is not false or misleading. It shall be unlawful to make, or cause to be made, to any prospective purchaser or seller of a security any representation that any such action or failure to act by any such authority... | |
| United States. Securities and Exchange Commission - 1952 - 920 halaman
...Commission has in any way passed upon the merits of, or given approval to. such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section. ''Rule IV (c) of our Rules... | |
| United States - 1953 - 1692 halaman
...:77W Page 1667 ยง77aa way passed upon the merits of, or given approval to, such security. It shall be any representation contrary to the foregoing provisions of this section. (May 27, 1933, ch. 38, title... | |
| United States. Congress. Senate. Committee on the Judiciary - 1954 - 656 halaman
...Commission has in any way passed upon the merits of or given approval to such security. It shall be unlawful to make or cause to be made to any prospective purchaser any representations contrary to the foregoing provisions of this section. Mr. DAVIS. Is it fair to... | |
| United States - 1955 - 54 halaman
...statement or report is true and accurate on its face or that it is not false or misleading. It shall be unlawful to make, or cause to be made, to any prospective purchaser or seller of a security any representation that any such action or failure to act by any such authority... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 halaman
...Commission has in any way passed upon the merits of. or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section. Penalties SEC. 24. Any person... | |
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