Laws Relating to Securities Commission, Exchanges, and Holding Companies: With IndicesU.S. Government Printing Office, 1964 - 328 halaman |
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Edisi yang lain - Lihat semua
Istilah dan frasa umum
amended amount application approval assets authority broker or dealer centum certificates of deposit Commission may prescribe contract corporation court creditors debtor debtor in possession deem necessary directly or indirectly District of Columbia effective date face-amount certificate company Federal Reserve Board filed indenture trustee instrumentality of interstate interstate commerce investors or consumers issuer jurisdiction liability licensee mails means or instrumentality ment national securities exchange necessary or appropriate obligor officer opportunity for hearing order thereunder otherwise pany paragraph payment petition prescribe as necessary prior proceeding prospectus protection of investors public interest public utility public-utility company purchase purpose pursuant reasonable registered holding company registered investment company registration statement regulations or order regulations thereunder respect rule or regulation rules and regulations Securities Act security issued specified stockholders subsection subsidiary company thereof therein tion transactions underwriter unit investment trust United unlawful violation