| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 halaman
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in ยง 3 (a) (10 of the Securities Exchange... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 halaman
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 halaman
...or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 halaman
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 halaman
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any... | |
| United States - 1968 - 374 halaman
...interest or participation in any profit-sharing agreement^ cMbt ral-trust certificate, preorganization certificate or subscription, transferable share, investment...as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right... | |
| United States - 1935 - 294 halaman
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 halaman
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security " ; or any...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"... | |
| New York (State) - 1936 - 1416 halaman
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 halaman
...interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (2) The term "person"... | |
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