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" ... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
Hearings, Reports and Prints of the Senate Committee on Banking and Currency - Halaman 408
oleh United States. Congress. Senate. Committee on Banking and Currency - 1959
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 halaman
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in ยง 3 (a) (10 of the Securities Exchange...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 halaman
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 halaman
...or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 halaman
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 halaman
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 halaman
...interest or participation in any profit-sharing agreement^ cMbt ral-trust certificate, preorganization certificate or subscription, transferable share, investment...as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 halaman
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 halaman
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security " ; or any...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"...
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Laws of the State of New York, Volume 1

New York (State) - 1936 - 1416 halaman
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 halaman
...interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (2) The term "person"...
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