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" ... any profit realized by him from any purchase and sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in... "
Legal Fees: Hearings Before the Subcommittee on Representation of Citizen ... - Halaman 1363
oleh United States. Congress. Senate. Committee on the Judiciary, United States. Congress. Senate. Judiciary Committee - 1974
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 423

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977 - 970 halaman
...person on any transaction in such a registered security extending over a period of less than six months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 halaman
...person on any transaction in such a registered security extending over a period of less than 6 months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 halaman
...or sale and purchase of any such registered equity security within a period of less than six months, unless such security was acquired in good faith in...the security sold for a period exceeding six months. Such suit may be instituted in law or equity in any court of competent jurisdiction by the issuer,...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 halaman
...or sale and purchase of any such registered equity security within a period of less than six months, unless such security was acquired in good faith in...with a debt previously contracted, shall inure to and bt> recoverable by the issuer, irrespective of any intention on the part of such beneficial owner,...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 halaman
...person on any transaction in such a registered security extending over a period of less than six months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 halaman
...registered holding company or any subsidiary company thereof within any period of less thin six months, unless such security was acquired in good faith in...contracted, shall inure to and be recoverable by the holding company or subsidiary company in respect of the security of which *nch profit was realized,...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 halaman
...period of less than six months, unless such security was acquired in good faith in connection witii a debt previously contracted, shall inure to and be recoverable by the boMing company or subsidiary company in respect of the security of which <w4 profit was realized, irrespective...
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volume 1

United States. Securities and Exchange Commission - 1935 - 208 halaman
...security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in connection with a deht previously contracted, shall inure to and he recoverahle hy the issuer, irrespective of any intention...
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General Rules and Regulations and Forms Under the Public Utility Holding ...

United States. Securities and Exchange Commission - 1937 - 68 halaman
...and sell or sell and purchase any such security within any period of less than six months, unless (i) such security was acquired in good faith in connection with a debt previously contracted, or (ii) all profit realized by such officer or director and by such investment banker is paid to and...
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Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - 1940 - 1240 halaman
...company thereof within any period of less than 6 months, unless such security was acquired in gooil faith in connection with a debt previously contracted, shall Inure to and be recoverable by the holding company or subsidiary company In respect of the security of which such profit was realized,...
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