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" Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which constitute or will constitute a violation... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Halaman 24
oleh United States - 1988 - 542 halaman
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 halaman
...circumstances concerning the subject matter which it believes to he in the public interest to investigate. (b) Whenever it shall appear to the Commission that...will constitute a violation of the provisions of this Act, or of any rule or regulation prescribed .untler authority thereof, it may in its discretion —...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 halaman
...firm, corporation, association, or other entity to file with it a statement in writing, under oath, or otherwise, as to all the facts and circumstances...interest to investigate, and may investigate such facts. Whenever it shall appear to the Commission that the practices investigated constitute a fraud or an...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 halaman
...firm, corporation, association, or other entity to file with it a statement in writing, under oath, or otherwise, as to all the facts and circumstances...interest to investigate, and may investigate such facts. Whenever it shall appear to the Commission that the practices investigated constitute a fraud or an...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 halaman
...firm, corporation, association, or other entity to file with it a statement in writing, under oath, or otherwise, as to all the facts and circumstances...interest to investigate, and may investigate such facts. Whenever it shall appear to the Commission that the practices investigated constitute a fraud or an...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Volume 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 halaman
...discretion, either require or permit such person to file with it a statement in writing, under oath or otherwise, as to all the facts and circumstances...be in the public interest to investigate, and may, with or without such requisition, permit or statement, investigate such facts. (c) Whenever it shall...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 halaman
...such person, or any person making such complaint, to file with it a statement in writing, under oath, or otherwise, as to all the facts and circumstances...believes to be in the public interest to investigate. (b) Whenever it shall appear to the Commission that any person is engaged or about to engage in any...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 halaman
...such person, or any person making such complaint, to file with it a statement in writing, under oath, or otherwise, as to all the facts and circumstances...believes to be in the public interest to investigate. (b) For the purpose of all investigations which, in the opinion of the Commission are necessary and...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 halaman
...testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying. (f) Whenever it shall appear to the Commission that any...will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 halaman
...unless specifically ordered by the court, operate as a stay of the Commission's order. " SEC. 311. (a) Whenever it shall appear to the Commission that any...person is engaged or about to engage in any acts or practices which coustitu;e or will constitute a violation of the provisions of this Act, or of any...
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Natural Gas: Hearing Before a Subcommittee on the Committee on Interstate ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 172 halaman
...operate as a stay of the Commission's order. ENFORCEMENT OF ACT ; REGULATIONS AND ORDERS SEO. 19. (a) Whenever it shall appear to the Commission that any...will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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