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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S.1178, S.1179 ... - Halaman 264
oleh United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 halaman
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 halaman
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication In Interstate commerce or by the...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to...
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Decisions and Reports, Volume 31

United States. Securities and Exchange Commission - 1956 - 926 halaman
...or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or course of business which operates or would operate...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 halaman
...assent, or dissent by the use of the mails or of any means or instrumentality of interstate commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order...
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Decisions and Reports, Volume 16

United States. Securities and Exchange Commission - 1950 - 856 halaman
...for any person In the snle of any securities by the use of any means or Instruments of transportation or communication in interstate commerce or by the...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 halaman
...or Instrument! of transportation or communication In Interstate commerce or by the rot of the malls, directly or indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or coarse of business which operate* or would operate...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 halaman
...transportation or communication In Interstate commerce or by the use of the malls, directly or IndlrecUy — (1) to employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - 1956 - 716 halaman
...communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud, or "(2)...circumstances under which they were made, not misleading, or "I:M to engage in any transaction, practice or course of business which operates or would operate as...
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Decisions and Reports, Volume 24

United States. Securities and Exchange Commission - 1953 - 734 halaman
...or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by...circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as...
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Decisions and Reports, Volume 19

United States. Securities and Exchange Commission - 1951 - 862 halaman
...communication in interstate commerce or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue...circumstances under which they were made, not misleading, or ables from such assigned plans, all to be divided 65 percent to The FIF Plan Corporation and 35 percent...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - 1956 - 1016 halaman
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the...
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