Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees: Pursuant to Section 211 of the Securities Exchange Act of 1934 ... Washington, D.C.U.S. Government Printing Office, 1937 |
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affiliated interests American Bond amount bank bankers Bond & Mortgage bondholders certificates of deposit chairman claims Commission Commission's Exhibit committee members common stock compensation conflict of interest corporation counsel court creditors Cuba Cane debenture holders default deposit agreement depositary depositors directors equity expenses fact fees fiduciary Fort Scott Frisco Greenebaum Guaranty Trust Co houses of issue Ibid indenture investment investors Kreuger & Toll Kuhn Kurn loan Loeb Loeb & Co mittee officers Paramount payment percent plan of reorganization position preferred stock profit Protective and Reorganization protective committees purchase readjustment managers real estate bond received receivership Reorganization Committees 1937 represented rescission Rock Island stock S. W. Straus security holders Seligman Seligman & Co sell shares sold Speyer stockholders Strategy and Techniques supra note Techniques of Protective testified tion Title & Trust transactions trustee underwriters voting trust Zukor
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Halaman 44 - Act, that the acquisition, to the extent indicated by the Commission, by one of such carriers of the control of any other such carrier or carriers either under a lease or by the purchase of stock or in any other manner not involving the consolidation of such carriers into a single system for ownership and operation, will be in the public interest...
Halaman 33 - If a bonus payment has no relation to the value of services for which it is given, it is in reality a gift in part and the majority stockholders have no power to give away corporate property against the protest of the minority.
Halaman 195 - The result therefore is, that no person in whom fiduciary duties are vested shall make a profit of them by employing himself, because in doing this he cannot perform one part of his trust, namely, that of seeing that no improper charges are made.
Halaman 346 - In addition to the discretionary and elastic powers conferred on the administrative authority, effective regulation must include several clear statutory provisions reinforced by penal and civil sanctions, aimed at those manipulative and deceptive practices which have been demonstrated to fulfill no useful [426 US 205] function. These sanctions are found in sections 9, 10 and 16.
Halaman 43 - Whenever the Commission is of opinion, after hearing, upon application of any carrier or carriers engaged in the transportation of passengers or property subject to this Act, that the acquisition, to the extent indicated by the Commission, by one of such carriers of the control of any other such carrier or carriers either under a lease or by the purchase of stock or in any other manner not involving the consolidation of such carriers into a single system for ownership...
Halaman 3 - SEC. 211. The Commission is authorized and directed to make a study and investigation of the work, activities, personnel, and functions of protective and reorganization committees...
Halaman 375 - ... may allow a reasonable compensation for the services rendered and reimbursement for the actual and necessary expenses incurred in connection with the proceeding and the plan by officers, parties in interest, depositaries, reorganization managers and committees or other representatives of creditors or stockholders, and the attorneys or agents of any of the foregoing and of the debtor...
Halaman 298 - ... behavior. As to this there has developed a tradition that is unbending and inveterate. Uncompromising rigidity has been the attitude of courts of equity when petitioned to undermine the rule of undivided loyalty by the "disintegrating erosion" of particular exceptions. Only thus has the level of conduct for fiduciaries been kept at a level higher than that trodden by the crowd.
Halaman 522 - Today, in almost all companies, directors are giving increased consideration to the fulfillment of these responsibilities. 1"I venture to assert that when the history of the financial era which has just drawn to a close comes to be written, most of its mistakes and its major faults will be ascribed to the failure to observe the fiduciary principle. ..." Harlan F. Stone, "The Public Influence of the Bar," Harvard Law Review, November, 1934, p.
Halaman 11 - Union that has not, within five years previous to making such investments by such corporation,, defaulted in the payment of any part of either principal or interest thereof.